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David William Souter

Equitable Advisors, LLC

Irvine, CA

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-02-15
  • CA RA
    APPROVED
    Since 2022-02-15

Branch Locations

2050 Main Street Suite 520, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc Lake Oswego OR 08/2017 02/2022
Unemployed Carlsbad CA 08/2012 07/2017
The Prudential Insurance Company Of America Lake Oswego OR 10/2017 02/2022
Equitable Advisors Llc New York NY 02/2022 Present
  • 08/2017 → 02/2022
    Pruco Securities, Llc
    Lake Oswego, OR
  • 08/2012 → 07/2017
    Unemployed
    Carlsbad, CA
  • 10/2017 → 02/2022
    The Prudential Insurance Company Of America
    Lake Oswego, OR
  • 02/2022 → Present
    Equitable Advisors Llc
    New York, NY
Previous Registrations
  • 2017-10-30 → 2022-02-28
    Pruco Securities, Llc.
    Lake Oswego, OR
    Mercer Island, WA
    Salem, OR
  • 2003-01-01 → 2007-01-14
    Kingsland Capital, Llc
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-13
S63 Uniform Securities Agent State Law Examination 2007-02-02
S65 Uniform Investment Adviser Law Examination 1996-12-03
  • S66 Uniform Combined State Law Examination
    2017-10-13
  • S63 Uniform Securities Agent State Law Examination
    2007-02-02
  • S65 Uniform Investment Adviser Law Examination
    1996-12-03

View on SEC IAPD

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Other Offices

VISTA POINT ASSET MANAGEMENT LLC · IRVINE, CA
PRINCIPAL SECURITIES, INC. · IRVINE, CA
GALLAGHER FIDUCIARY ADVISORS, LLC · Irvine, CA
EQUITABLE ADVISORS, LLC · IRVINE, CA
GALLAGHER FIDUCIARY ADVISORS, LLC · Irvine, CA
INTEGRATED WEALTH CONCEPTS LLC · IRVINE, CA
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VANDERBILT ADVISORY SERVICES · Irvine, CA

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