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Lorraine Gerra

Wells Fargo Clearing Services, LLC

Allentown, PA

Allentown, PA

Bethlehem, PA

Allentown, PA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-03-08
PA RA APPROVED 2017-03-07
  • TX RA
    APPROVED
    Since 2017-03-08
  • PA RA
    APPROVED
    Since 2017-03-07

Branch Locations

4905 W Tilghman St Ste 350, Allentown, PA 18104 • United States

4905 W Tilghman St 3Rd Fl [L3-Rbo], Allentown, PA 18104 • United States

301 Broadway, Bethlehem, PA 18015 • United States

740 W Hamilton St, Allentown, PA 18101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Allentown PA 12/2005 Present
Wells Fargo Clearing Services Llc Allentown PA 02/2017 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-06-01
  • S66 Uniform Combined State Law Examination
    1999-06-01
Other Names
  • Lorraine Gerra
  • Lorraine Gay Bal Lau
  • Lorraine Gaybal Lau
  • Lorraine Lau

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC
AMERIPRISE FINANCIAL SERVICES, LLC
GURNIAK FINANCIAL ADVISORS, INC.

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DAVID FREDERICK GUENSCH
REKHA MUKESH TRIVEDI
ALIASGHER NURALI SOMJI
Timothy O'Connors

Other Offices

LPL FINANCIAL LLC · ALLENTOWN, PA
SECTOR ANALYSTS LLC · ALLENTOWN, PA
LOMBARD ADVISERS INCORPORATED · Allentown, PA
WELLS FARGO CLEARING SERVICES, LLC · TREXLERTOWN, PA
J.P. MORGAN SECURITIES LLC · Trexlertown, PA
ERICKSON FINANCIAL GROUP, LLC · ALLENTOWN, PA
CETERA INVESTMENT ADVISERS LLC · ALLENTOWN, PA
AMERIPRISE FINANCIAL SERVICES, LLC · WESCOSVILLE, PA

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