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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-08-01 |
Branch Locations
20 S. Limestone Street Suite 249, Springfield, OH 45502 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 03/2010 | 08/2025 |
| Sterling Wealth Management | Springfield | OH | 03/2010 | 08/2025 |
| Ohio Entertainment | Fairborn | OH | 10/2023 | Present |
| Raymond James Financial Services, Inc. | Springfield | OH | 08/2025 | Present |
| Raymond James Financial Services Advisors, Inc. | Springfield | OH | 08/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-04-28 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-21 |
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