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Catherine Ann Dimarco

Robert W. Baird & Co. Incorporated

Lexington, KY

Lexington, KY

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2019-10-18
  • KY RA
    APPROVED
    Since 2019-10-18

Branch Locations

100 W Main St Suite 500, Lexington, KY 40507 • United States

Lexington, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.J.B. Hilliard, W.L. Lyons, Llc Lexington KY 06/1999 Present
Robert W. Baird & Co. Incorporated Lexington KY 10/2019 Present
Previous Registrations
  • 2012-08-13 → 2019-10-18
    J.J.B. Hilliard, W.L. Lyons, Llc
    Lexington, KY
Other Businesses

1)01/2011 - MARY KAY, NON INVESTMENT RELATED, SKINCARE SALES, BEAUTY CONSULTANT, 1 HOUR A MONTH NONE DURING BUSINESS HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-10
  • S66 Uniform Combined State Law Examination
    2012-08-10
Other Names
  • Catherine Ann Beech
  • Catherine A Dimarco

View on SEC IAPD

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Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · LEXINGTON, KY
WEALTH MANAGEMENT OF THE BLUEGRASS, LLC. · LEXINGTON, KY
LPL FINANCIAL LLC · LEXINGTON, KY
CETERA INVESTMENT ADVISERS LLC · LEXINGTON, KY
INVEST INC. · LEXINGTON, KY
EAGLE STRATEGIES LLC · LEXINGTON, KY
LPL ENTERPRISE, LLC · LEXINGTON, KY
LPL FINANCIAL LLC · LEXINGTON, KY

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