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Denise Chisolm

Acorns

Irvine, CA

Los Angeles, CA

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Current Employers
Acorns

5300 California Avenue, Irvine, CA 92617 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-07-28
  • CA RA
    APPROVED
    Since 2022-07-28

Branch Locations

5300 California Avenue, Irvine, CA 92617 • United States

Los Angeles, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Synovus Securities, Inc. Alpharetta GA 12/2015 06/2021
Globalt Investments Atlanta GA 10/2018 06/2021
Forge Securities Llc San Francisco CA 07/2021 07/2022
Acorns Irvine CA 07/2022 Present
  • 12/2015 → 06/2021
    Synovus Securities, Inc.
    Alpharetta, GA
  • 10/2018 → 06/2021
    Globalt Investments
    Atlanta, GA
  • 07/2021 → 07/2022
    Forge Securities Llc
    San Francisco, CA
  • 07/2022 → Present
    Acorns
    Irvine, CA
Previous Registrations
  • 2018-11-09 → 2021-06-14
    Globalt Investments
    Atlanta, GA
  • 2015-01-05 → 2021-06-09
    Synovus Securities, Inc.
    Alpharetta, GA
    Columbus, GA
    Atlanta, GA
  • 2014-08-01 → 2015-12-14
    Kestra Investment Services, Llc
    Alpharetta, GA
    Austin, TX
    Alpharetta, GA
  • 2011-02-15 → 2014-08-01
    Financial Telesis Inc
    Atlanta, GA
    San Rafael, CA
    Alpharetta, GA
  • 2003-01-31 → 2010-04-30
    Principal Securities, Inc.
    Atlanta, GA
    Atlanta, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-08-05
S63 Uniform Securities Agent State Law Examination 1996-07-05
  • S65 Uniform Investment Adviser Law Examination
    1998-08-05
  • S63 Uniform Securities Agent State Law Examination
    1996-07-05
Other Names
  • Denise Andrea Sargeant
  • Denise Andrea Parris
  • Denise Andrea Chisolm

View on SEC IAPD

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Other Offices

VISTA POINT ASSET MANAGEMENT LLC · IRVINE, CA
PRINCIPAL SECURITIES, INC. · IRVINE, CA
GALLAGHER FIDUCIARY ADVISORS, LLC · Irvine, CA
EQUITABLE ADVISORS, LLC · IRVINE, CA
GALLAGHER FIDUCIARY ADVISORS, LLC · Irvine, CA
INTEGRATED WEALTH CONCEPTS LLC · IRVINE, CA
INTEGRATED WEALTH CONCEPTS LLC · IRVINE, CA
EQUITABLE ADVISORS, LLC · IRVINE, CA

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