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Brian Lawrence Davis

Wells Fargo Clearing Services, LLC

Oakhurst, NJ

Lincroft, NJ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2014-04-03
  • NJ RA
    APPROVED
    Since 2014-04-03

Branch Locations

1600 Highway 35 And Deal Rd [J6/J9-Rbo], Oakhurst, NJ 07755 • United States

600 Newman Springs Rd, Lincroft, NJ 07738 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Toms River NJ 04/2010 Present
Wells Fargo Advisors Llc Toms River NJ 04/2011 11/2016
Wells Fargo Clearing Services, Llc Toms River NJ 11/2016 Present
  • 04/2010 → Present
    Wells Fargo Bank, N.A.
    Toms River, NJ
  • 04/2011 → 11/2016
    Wells Fargo Advisors Llc
    Toms River, NJ
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Toms River, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-03
S63 Uniform Securities Agent State Law Examination 1997-12-09
  • S66 Uniform Combined State Law Examination
    2014-04-03
  • S63 Uniform Securities Agent State Law Examination
    1997-12-09
Designations

View on SEC IAPD

Other Firms

EQUITABLE ADVISORS, LLC
WESTPEAK FINANCIAL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CETERA INVESTMENT ADVISERS LLC
BROOKSTONE WEALTH ADVISORS, LLC
EDWARD JONES
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
ROCKDALE FINANCIAL SERVICES, INC.

Other Investors

MARK ALLEN HEREGA
CHRISTOPHER MICHAEL KEEGAN
JAY RAXESHKUMAR SHAH
EUGENE CHO
WILLIAM JAMES BAXTER
JANICE MILARA
THOMAS F SYLVESTRO
ROBIN NICOLE BOLDEN

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · OAKHURST, NJ
WELLS FARGO CLEARING SERVICES, LLC · OAKHURST, NJ
EQUITABLE ADVISORS, LLC · OCEAN, NJ
WESTPEAK FINANCIAL · OCEAN, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OCEAN, NJ
CETERA INVESTMENT ADVISERS LLC · OCEAN, NJ
BROOKSTONE WEALTH ADVISORS, LLC · Wanamassa, NJ
EDWARD JONES · Oakhurst, NJ

More in Oakhurst, NJ

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