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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-10-07 |
| TX | RA | APPROVED | 2022-10-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus | Cincinnati | OH | 12/2007 | 10/2022 |
| Raymond James Financial Services, Inc. | Cincinnati | OH | 10/2022 | Present |
| Raymond James Financial Services Advisors, Inc. | Cincinnati | OH | 10/2022 | Present |
| Riegel Financial Investment Services Llc | Dayton | OH | 10/2022 | Present |
(1)Name of Business: Riegel Financial Address: 8044 Montgomery Rd Ste 445, Cincinnati, OH, 45236-2919, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 10/07/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Employee of Raymond James, DBA Riegel Financial
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-01-16 |
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