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Daniel W. Pontonio

J.P. Morgan Securities LLC

Irvine, CA

Morristown, NJ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-03-07
TX RA APPROVED 2025-03-07
  • NJ RA
    APPROVED
    Since 2025-03-07
  • TX RA
    APPROVED
    Since 2025-03-07

Branch Locations

3 Park Plz, Floor 08, Irvine, CA 92614 • United States

225 South Street, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Northfield NJ 04/2016 02/2025
J.P. Morgan Securities Llc Morristown NJ 03/2025 Present
Jpmorgan Chase Bank, N.A. Morristown NJ 03/2025 Present
Previous Registrations
  • 2023-12-13 → 2025-03-14
    Morgan Stanley
    Northfield, NJ
    Morristown, NJ
    Cape May Court House, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-12
  • S66 Uniform Combined State Law Examination
    2023-12-12
Other Names
  • Daniel W Pontonio
  • Daniel Pontonio
  • Daniel W Ontonio
  • Daniel William Pontonio

View on SEC IAPD

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