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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-04-21
NC RA APPROVED 2026-01-06
LA RA APPROVED 2025-12-23
TX RA APPROVED 2025-12-18
  • FL RA
    APPROVED
    Since 2026-04-21
  • NC RA
    APPROVED
    Since 2026-01-06
  • LA RA
    APPROVED
    Since 2025-12-23
  • TX RA
    APPROVED
    Since 2025-12-18

Branch Locations

300 Rue Beauregard Ste C, Lafayette, LA 70508-8511 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Lafayette LA 11/2009 12/2025
Ameriprise Financial Services, Llc Lafayette LA 12/2025 Present
Previous Registrations
  • 2009-11-24 → 2025-12-23
    Lafayette, LA
    San Diego, CA
    Lafayette, LA
    Lafayette, LA
  • 2007-03-15 → 2009-11-24
    Chase Investment Services Corp.
    Lafayette, LA
    New Orleans, LA
  • 2003-11-19 → 2003-11-20
    Banc One Securities Corporation
    New Orleans, LA
Other Businesses

Real Estate Ownership; Commercial; 300 Rue Beauregard, Building C, Lafayette, LA, 70508; Investment-Related; 06/01/2022. Business Ownership; Lauer Investments LLC; Owner; Manage Ameriprise Business; 300 Rue Beauregard , Building C, Lafayette, LA, 70508; Not Investment-Related; 08/22/2023; 1 to 9 hours per month; 1 to 9 during trading hours / Pinnacle Wealth Management LLC; Co-owner; Manage Ameriprise Business; 300 Rue Beauregard Building C, , Lafayette, LA, 70508; Investment-Related; 12/03/2025; 60 hours per month; 60 during trading hours / Morneaux LLC; Co-owner; Real Estate; 300 Rue Beauregard Bldg. C, , Lafayette, LA, 70508; Investment-Related; 02/01/2023; 0 hours per month; 0 during trading hours / Peak Realty, LLC; Co-owner; Real Estate; 140 Rue Beauregard, Unit A, Lafayette, LA, 70508; Investment-Related; 06/08/2010; 0 hours per month; 0 during trading hours / Peak Insurance Agency, LLC; Co-owner; Insurance agency offering P&C and L&H; 300 Rue Beauregard Building C, , Lafayette, LA, 70508; Investment-Related; 11/01/2010; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-22
S63 Uniform Securities Agent State Law Examination 1999-12-28
S65 Uniform Investment Adviser Law Examination 1999-12-21
  • S66 Uniform Combined State Law Examination
    2016-04-22
  • S63 Uniform Securities Agent State Law Examination
    1999-12-28
  • S65 Uniform Investment Adviser Law Examination
    1999-12-21
Other Names
  • Vince Lauer
  • Vincent F Lauer
  • Vincent Lauer
  • Vince Francis Lauer
  • Vince F Lauer

View on SEC IAPD

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