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Paula Ann Mccauley

LPl Financial LLC

Longview, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-05-18
  • TX RA
    APPROVED
    Since 2022-05-18

Branch Locations

2395 Hg Mosley Pkwy, Longview, TX 75604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuna Brokerage Services, Inc. Waverly IA 09/2003 Present
Cuna Mutual Group Waverly IA 09/2003 Present
Lpl Financial Llc Longview TX 05/2022 Present
  • 09/2003 → Present
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 09/2003 → Present
    Cuna Mutual Group
    Waverly, IA
  • 05/2022 → Present
    Lpl Financial Llc
    Longview, TX
Previous Registrations
  • 2003-10-03 → 2022-05-18
    Cuna Brokerage Services, Inc.
    Las Cruces, NM
    Longview, TX
    Tyler, TX
    Tyler, TX
    Longview, TX
  • 1999-12-15 → 2003-09-15
    Ubs Financial Services Inc.
    Longview, TX
Other Businesses

1. 05-18-2022-MEMBERS Financial Services- Investment Related-AT Reported Business Location(s)- DBA for LPL Business (entity for LPL business)-

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-01-24
S63 Uniform Securities Agent State Law Examination 1996-04-18
  • S66 Uniform Combined State Law Examination
    2000-01-24
  • S63 Uniform Securities Agent State Law Examination
    1996-04-18

View on SEC IAPD

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Other Investors

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JONATHAN ROBERT CROMER
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Erin Kay Whitehurst
Tyler Newman
VICKIE R. BOGGIO

Other Offices

LPL FINANCIAL LLC · LONGVIEW, TX
CETERA INVESTMENT ADVISERS LLC · LONGVIEW, TX
CONCURRENT INVESTMENT ADVISORS, LLC · Longview, TX
&PARTNERS · Longview , TX
CG ADVISORY SERVICES · Longview, TX
PARK AVENUE SECURITIES LLC · Longview, TX
EDWARD JONES · LONGVIEW, TX
OSAIC WEALTH, INC. · Longview, TX

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