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Dwayne Anthony Burnell

Brookstone Wealth Advisors, LLC

Bothell, WA

Wheaton, IL

CRD 5068145

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Employer firm

Brookstone Wealth Advisors, LLC CRD 137658

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Brookstone Wealth Advisors, Llc

1745 S Naperville Rd Suite 200, Wheaton, IL 60189 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-03-01
MT RA APPROVED 2022-09-02
TX RA APPROVED_RES 2021-10-25
WA RA APPROVED 2020-12-15
  • CO RA
    APPROVED
    Since 2024-03-01
  • MT RA
    APPROVED
    Since 2022-09-02
  • TX RA
    APPROVED_RES
    Since 2021-10-25
  • WA RA
    APPROVED
    Since 2020-12-15

Branch Locations

19125 North Creek Parkway Suite 120, Bothell, WA 98011 • United States

1745 S Naperville Rd Suite 200, Wheaton, IL 60189 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financialballgame.COm Bothell WA 10/2010 02/2017
Wealth Watch Advisors Llc Rockledge FL 07/2015 02/2017
Regal Investment Advisors, Llc Kentwood MI 02/2017 12/2020
Maxima Group Llc / Dba Burnell Financial Bothell WA 03/2005 Present
Retirement Wealth Advisors, Llc Bothell WA 12/2020 Present
  • 10/2010 → 02/2017
    Financialballgame.COm
    Bothell, WA
  • 07/2015 → 02/2017
    Wealth Watch Advisors Llc
    Rockledge, FL
  • 02/2017 → 12/2020
    Kentwood, MI
  • 03/2005 → Present
    Maxima Group Llc / Dba Burnell Financial
    Bothell, WA
  • 12/2020 → Present
    Retirement Wealth Advisors, Llc
    Bothell, WA
Previous Registrations
Other Businesses

MAXIMA GROUP LLC / DBA BURNELL FINANCIAL; INVESTMENT RELATED; 19125 NORTH CREEK PARKWAY, SUITE 120, BOTHELL, WA 98011; INVESTMENT ADVISORY, INSURANCE; OWNER; STARTED 03/2015; 160 HOURS/MONTH DEVOTED; 160 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; OFFER INVESTMENT ADVISORY SERVICES, SALE OF INSURANCE PRODUCTS, EDUCATIONAL COURSES AND AUTHOR OF TWO INVESTMENT RELATED BOOKS. EAGLE TEAM FINANCIAL PROS; INVESTMENT RELATED; 200 W. HWY 6, SUITE 330, WACO, TX 76712; INSURANCE; AGENT; STARTED 02/2010; 4 HOURS/MONTH DEVOTED; 4 HOURS/MONTH DEVOTED; AGENT FOR INSURANCE SALES AND MARKETING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-07-10
S66 Uniform Combined State Law Examination 2007-10-23
  • S65 Uniform Investment Adviser Law Examination
    2015-07-10
  • S66 Uniform Combined State Law Examination
    2007-10-23

View on SEC IAPD

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