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7001 East Belleview Ave Suite 800, Denver, CO 80237 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2021-10-03 |
Branch Locations
7001 East Belleview Avenue Suite 800, Denver, CO 80237 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Secure Wealth Strategies, Inc. | Englewood | CO | 07/2009 | 08/2024 |
| Corecap Advisors | Southfield | MI | 08/2015 | 04/2019 |
| Ae Wealth Management, Llc | Topeka | KS | 05/2019 | Present |
| Edgerock Wealth Management | Englewood | CO | 12/2018 | Present |
| Edgerock Capital | Englewood | CO | 12/2018 | Present |
1.) EDGEROCK WEALTH MANAGEMENT, LLC; YES INVESTMENT RELATED; 7001 E. Belleview Avenue, Suite 800 Denver, CO 80237; INSURANCE SALES; CEO; START DATE 12/2018; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES 2.) EDGEROCK CAPITAL; YES INVESTMENT-RELATED; 7001 E. Belleview Avenue, Suite 800 Denver, CO 80237; SECURITIES SALES AND SERVICE; CEO; 12/2018; .5 HOUR PER MONTH; .5 HOURS PER MONTH DURING TRADING; SALES OF SECURITIES 3.) EDGEROCK MARKETING; NOT INVESTMENT RELATED; 7001 E. Belleview Avenue, Suite 800 Denver, CO 80237; MARKETING BUSINESS; OWNER; 12/2019; 2 HRS PER MONTH; 0 DURING TRADING; MARKETING FOR EDGEROCK WEALTH MANAGEMENT
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-16 |
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