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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2007-01-10 |
| NJ | RA | APPROVED | 2006-02-22 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Edison | NJ | 02/1998 | Present |
I*82115 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CRAB & SEAFOOD SHACK INVESTMENT RELATED: N ADDRESS OF BUSINESS: WILDWOOD CREST, NEW JERSEY 8260 NATURE OF BUSINESS: FAMILY BUSINESS, POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 7/1/2015 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THIS IS MY FATHER'S RESTAURANT AND HE HAS MY SIBLINGS AND I LISTED AS PART OWNER SHOUD ANYTHING HAPPEN TO HIM.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-12-05 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-15 |
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