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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2008-12-02 |
| NC | RA | APPROVED | 2004-05-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fayetteville | NC | 05/2004 | Present |
| Bank Of America, Na | Fayetteville | NC | 12/2009 | Present |
I*1537301, Entity Type Fiduciary, Name of OBA: J W R Address: Fayetteville, North Carolina, 28306 Investment Related: Yes Position, Title, Association: Executor Employee Start Date: 17-Oct-2028 No Hours: 100 yearly No Hours during trading: 0 Duties: I*2048282, Entity Type Fiduciary, Name of OBA: SR Address: Fayetteville, North Carolina, 28306 Investment Related: Yes Position, Title, Association: Executor Employee Start Date: 15-Oct-2029 No Hours: 100 yearly No Hours during trading: 0 Duties: I*4628267 Entity Type: Fiduciary role Name of OBA: S. A R. TOD BENEFICIARIES ON FILE Address: Fayetteville, North Carolina, 28306 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 05/27/2026 Number of Hours: 0 Number of Hours during trading: 0 Duties: Power of Attorney/Child/Grandchild I*4675281 Entity Type: Fiduciry role Name of OBA: J. R F. TTEE E. R F. TTEE U/A DTD 05/01/2026 Address: Fayetteville, North Carolina, 28306 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 06/08/2026 Number of Hours: 0 Number of Hours during trading: 0 Duties: Trustee/Self, Spouse I*4899267, Entity Type: , Name of OBA: J R F TTEE EVE R F TTEE U/A DTD 05/01/2026 , Address: Fayetteville, North Carolina, 28306, Investment Related: N, Position, Title, Association: Co-Trustee, Employee Start Date: 07/13/2026, No Hours: 5 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-24 |
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