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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2008-12-02
NC RA APPROVED 2004-05-11
  • TX RA
    APPROVED_RES
    Since 2008-12-02
  • NC RA
    APPROVED
    Since 2004-05-11

Branch Locations

2550 Ravenhill Dr, Fayetteville, NC 28303 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fayetteville NC 05/2004 Present
Bank Of America, Na Fayetteville NC 12/2009 Present
Previous Registrations
  • 2001-12-31 → 2004-05-14
    Legg Mason Wood Walker, Incorporated
    Charlotte, NC
Other Businesses

I*1537301, Entity Type Fiduciary, Name of OBA: J W R Address: Fayetteville, North Carolina, 28306 Investment Related: Yes Position, Title, Association: Executor Employee Start Date: 17-Oct-2028 No Hours: 100 yearly No Hours during trading: 0 Duties: I*2048282, Entity Type Fiduciary, Name of OBA: SR Address: Fayetteville, North Carolina, 28306 Investment Related: Yes Position, Title, Association: Executor Employee Start Date: 15-Oct-2029 No Hours: 100 yearly No Hours during trading: 0 Duties: I*4628267 Entity Type: Fiduciary role Name of OBA: S. A R. TOD BENEFICIARIES ON FILE Address: Fayetteville, North Carolina, 28306 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 05/27/2026 Number of Hours: 0 Number of Hours during trading: 0 Duties: Power of Attorney/Child/Grandchild I*4675281 Entity Type: Fiduciry role Name of OBA: J. R F. TTEE E. R F. TTEE U/A DTD 05/01/2026 Address: Fayetteville, North Carolina, 28306 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 06/08/2026 Number of Hours: 0 Number of Hours during trading: 0 Duties: Trustee/Self, Spouse I*4899267, Entity Type: , Name of OBA: J R F TTEE EVE R F TTEE U/A DTD 05/01/2026 , Address: Fayetteville, North Carolina, 28306, Investment Related: N, Position, Title, Association: Co-Trustee, Employee Start Date: 07/13/2026, No Hours: 5 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-06
S63 Uniform Securities Agent State Law Examination 1997-10-24
  • S65 Uniform Investment Adviser Law Examination
    1999-12-06
  • S63 Uniform Securities Agent State Law Examination
    1997-10-24
Other Names
  • Eve Caroline Robinson

View on SEC IAPD

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