Mark Wilkinson Richards

Employer firm

Madison Avenue Securities, LLC CRD 23224

$2.02B regulatory AUM 31 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2006 → Present
  Madison Avenue Securities, Inc.
  Albuquerque, NM
• 04/1999 → 07/2025
  Seniors Financial Of New Mexico
  Albuquerque, NM
• 01/2007 → Present
  M. W. Richards Financial
  Albuquerque, NM

Previous Registrations

• 2006-07-24 → 2009-03-25
  Madison Avenue Advisors, Inc.
  Albuquerque, NM
  Albuquerque, NM
• 2001-04-24 → 2006-07-24
  Lpl Financial Llc
  Albuquerque, NM

Other Businesses

1)NAME OF BUSINESS: MW RICHARDS FINANCIAL; POSITION: SOLE PROPRIETOR; NATURE: ANNUITY AND LIFE INURANCE SALES; INVESTMENT RELATED: YES; NUMBER OF HOURS: 80 INVESTMENT RELATED HOURS: 80; START DATE: 01/06/1997; ADDRESS: ALBUQUERQUE, NM; DESCRIPTION: SELLING LIFE INSURANCE AND ANNUITIES 2)NAME: MARK RICHARDS (THE ESTATE OF ROSE MARIE VERGA); INV RELATED: YES; ADDRESS: ALBUQUERQUE, NM; NATURE: SETTLING THE ESTATE OF ROSE MARIE VERGA; POSITION: TRUSTEE; START DATE: 01/2018; HOURS/MONTH: 6; TRADING HOURS/MONTH: 6; DUTIES:SELLING HER REAL ESTATE, PAYING DEBTS + BILLS, AND PAYING BENEFICIARIES 3)NAME: BING BING, LLC; INV RELATED: NO; ADDRESS: ALBUQUERQUE, NM; NATURE: MASSAGE THERAPY; POSITION: MANAGER; START DATE: 12/2019; HOURS/MONTH: 8; TRADING HOURS/MONTH: 8; DUTIES: SET UP VENDOR ACCOUNTS. PAY BILLS.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-11-20
• S63 Uniform Securities Agent State Law Examination
  1996-05-09

Other Names

• Mark Wilkinson Dickey
• Mark Wilkinson Dickey