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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-08-30 |
| HI | RA | APPROVED | 1997-09-24 |
Branch Locations
1003 Bishop St, Honolulu, HI 96813 • United States
Kapaa, HI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Honolulu | HI | 01/1996 | Present |
| Bank Of America, N.A. | Honolulu | HI | 07/2011 | Present |
I*86133For profit or not for profit: For-Profit OrganizationName of outside business organization: Hochuli Family Ltd PartnersInvestment related: YAddress of business:Ewa Beach, Hawaii 96706Nature of business: LLC,Position, title, association: Limited Partner, Start date of relationship: 10/5/2015Number of hours devoted: 4 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Public and Private Investments. The General Partner, Ronald Hochuli, makes all the decisionsI*93697For profit or not for profit: For-Profit OrganizationName of outside business organization: Sleeping Giant Partners LLCInvestment related: YAddress of business: Honolulu, Hawaii 96815Nature of business: LLC,Position, title, association: Owner, Start date of relationship: 5/2/2016Number of hours devoted: 6 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Real Estate InvestmentsStatus: APPRVD
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 1996-06-01 |
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