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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2015-12-10
TX RA APPROVED_RES 2010-03-01
  • LA RA
    APPROVED
    Since 2015-12-10
  • TX RA
    APPROVED_RES
    Since 2010-03-01

Branch Locations

900 S College Rd, Lafayette, LA 70503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lafayette LA 01/1996 Present
Bank Of America, N.A. Lafayette LA 07/2011 Present
Other Businesses

I*94080ENTITY TYPE: FOR-PROFIT NAME OF OUTSIDE BUSINESS ORGANIZATION: JJF CAPITAL LLCINVESTMENT RELATED: NOADDRESS OF BUSINESS: LAFAYETTE, LOUISIANA 70508POSITION, TITLE, ASSOCIATION: OWNERSTART DATE OF RELATIONSHIP: 5/8/2007NUMBER OF HOURS DEVOTED: 1 HOUR ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: SECOND HOME / PROPERTY I*1747295, Entity Type: For Profit, Name of OBA:JF PARTNERS Address: Ville Platte, Louisiana, 70586 Investment Related: No, Position, Title, Association: Director Employee Start Date:02/19/2003 No Hours:0 No Hours during trading: 0 Duties: I have no responsibilities and not involved in any way with my father's business I*1748284, Entity Type: For Profit, Name of OBA: Brown's Furniture & Appliance Address: Opelousas, Louisiana 70570 Investment Related: No Position, Title, Association: Director Employee Start Date:04/01/1948 No Hours: 0 No Hours during trading: 0 Duties: I am an officer of my father's business. I have no roles or responsibilities and not involved in any way with the business I*1748285, Entity Type: For Profit, Name of OBA: Brown's-Lafayette Address: Opelousas, Louisiana 70570 Investment Related: No Position, Title, Association: Director Employee Start Date:12/9/1993 No Hours:0 No Hours during trading: 0 Duties:I am an officer of my father's company business. I have no responsibilities and not involved in any way with the business I*: 2588273Entity Type: Fiduciary roleName of OBA: J. F. ESTATEAddress: Lafayette, LA 70508Investment Related: NoPosition, Title, Association: ExecutorEmployee Start Date: 07/01/2025Number of Hours: 1 hr mthlyNumber of Hours during trading: 0 Duties: Executor / Parents, Siblings I*3298271, Entity Type: , Name of OBA: D S F, Address: Ville Platte, Louisiana, 70586, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 05/22/2025, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: I*3489265, Entity Type: , Name of OBA: J J F Test Trust B, Address: Lafayette, Louisiana, 70508, Investment Related: N, Position, Title, Association: Trustee, Employee Start Date: 01/12/2026, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties: I* 3650275, Entity Type, Name of OBA: J J F TTEE U/W MR J J F Address: LafayetteLouisiana70508 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 01/27/2026 No Hours: 1 yearly No Hours during trading: 0 Duties:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-08-09
S63 Uniform Securities Agent State Law Examination 1996-07-18
  • S65 Uniform Investment Adviser Law Examination
    1996-08-09
  • S63 Uniform Securities Agent State Law Examination
    1996-07-18
Other Names
  • Jaime J Fontenot

View on SEC IAPD

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