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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2015-12-10 |
| TX | RA | APPROVED_RES | 2010-03-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lafayette | LA | 01/1996 | Present |
| Bank Of America, N.A. | Lafayette | LA | 07/2011 | Present |
I*94080ENTITY TYPE: FOR-PROFIT NAME OF OUTSIDE BUSINESS ORGANIZATION: JJF CAPITAL LLCINVESTMENT RELATED: NOADDRESS OF BUSINESS: LAFAYETTE, LOUISIANA 70508POSITION, TITLE, ASSOCIATION: OWNERSTART DATE OF RELATIONSHIP: 5/8/2007NUMBER OF HOURS DEVOTED: 1 HOUR ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: SECOND HOME / PROPERTY I*1747295, Entity Type: For Profit, Name of OBA:JF PARTNERS Address: Ville Platte, Louisiana, 70586 Investment Related: No, Position, Title, Association: Director Employee Start Date:02/19/2003 No Hours:0 No Hours during trading: 0 Duties: I have no responsibilities and not involved in any way with my father's business I*1748284, Entity Type: For Profit, Name of OBA: Brown's Furniture & Appliance Address: Opelousas, Louisiana 70570 Investment Related: No Position, Title, Association: Director Employee Start Date:04/01/1948 No Hours: 0 No Hours during trading: 0 Duties: I am an officer of my father's business. I have no roles or responsibilities and not involved in any way with the business I*1748285, Entity Type: For Profit, Name of OBA: Brown's-Lafayette Address: Opelousas, Louisiana 70570 Investment Related: No Position, Title, Association: Director Employee Start Date:12/9/1993 No Hours:0 No Hours during trading: 0 Duties:I am an officer of my father's company business. I have no responsibilities and not involved in any way with the business I*: 2588273Entity Type: Fiduciary roleName of OBA: J. F. ESTATEAddress: Lafayette, LA 70508Investment Related: NoPosition, Title, Association: ExecutorEmployee Start Date: 07/01/2025Number of Hours: 1 hr mthlyNumber of Hours during trading: 0 Duties: Executor / Parents, Siblings I*3298271, Entity Type: , Name of OBA: D S F, Address: Ville Platte, Louisiana, 70586, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 05/22/2025, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: I*3489265, Entity Type: , Name of OBA: J J F Test Trust B, Address: Lafayette, Louisiana, 70508, Investment Related: N, Position, Title, Association: Trustee, Employee Start Date: 01/12/2026, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties: I* 3650275, Entity Type, Name of OBA: J J F TTEE U/W MR J J F Address: LafayetteLouisiana70508 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 01/27/2026 No Hours: 1 yearly No Hours during trading: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-08-09 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-18 |
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