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Jeffrey Todd Mumper

Ameriprise Financial Services, LLC

Cincinnati, OH

Cincinnati, OH

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-02-10
OH RA APPROVED 2009-10-05
  • TX RA
    APPROVED
    Since 2022-02-10
  • OH RA
    APPROVED
    Since 2009-10-05

Branch Locations

5905 E Galbraith Rd Ste 4200, Cincinnati, OH 45236-2375 • United States

Cincinnati, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Blue Ash OH 10/2009 03/2020
Ameriprise Financial Services, Inc. Cincinnati OH 10/2009 03/2020
Ameriprise Financial Services, Llc Cincinnati OH 03/2020 Present
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Blue Ash, OH
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Cincinnati, OH
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Cincinnati, OH
Previous Registrations
  • 2003-06-25 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Blue Ash, OH
    Cincinnati, OH
Other Businesses

Real Estate Ownership; Lot/Land; Buckley Rd, , Oxford, OH, 45056; Not Investment-Related; 09/13/2019.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-06-14
S63 Uniform Securities Agent State Law Examination 1996-07-26
  • S65 Uniform Investment Adviser Law Examination
    2001-06-14
  • S63 Uniform Securities Agent State Law Examination
    1996-07-26
Designations
Other Names
  • Jeff Mumper

View on SEC IAPD

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Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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