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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2019-12-13 |
Branch Locations
65 East Allendale Road, Saddle River, NJ 07458 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | New York | NY | 10/2008 | 03/2019 |
| Wiss Private Client Advisors, Llc | Livingston | NJ | 03/2019 | 06/2019 |
| Unemployed | Ridgewood | NJ | 07/2019 | 11/2019 |
| Raymond James Financial Services, Inc | Saddle River | NJ | 12/2019 | Present |
| Raymond James Financial Services Advisors, Inc | Saddle River | NJ | 12/2019 | Present |
(1)Name of Business: Saddle River Financial Group Address: 65 E Allendale Rd, Saddle River, NJ, 07458, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/06/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Administration
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-08 |
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