Douglas Matthew James

Current Employers

Employment History

• 10/2015 → Present
  Raymond James Financial Services, Inc.
  Saddle River, NJ
• 10/2015 → Present
  Raymond James Financial Services Advisors Inc.
  Saddle River, NJ

Previous Registrations

• 2007-08-06 → 2015-11-11
  American Portfolios Advisors, Inc
  Holbrook, NY
• 2002-07-30 → 2007-08-08
  Msi Financial Services, Inc.
  Paramus, NJ
  Paramus, NJ

Other Businesses

(1) Name of Business: DMJ Planning LLC Address: 65 E Allendale Rd, Saddle River, NJ, 07458, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 08/10/2007 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: PayrollBookkeeping (2) Name of Business: Group Benefit Consultants LLC Address: 65 E Allendale Rd, Saddle River, NJ, 07458, United States Activity Type: Non-variable Insurance Position/Title: Owner Investment Related: Yes Start Date: 05/01/2002 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Non Variable Insurance SalesService of Non Variable Insurance Policies (3) Name of Business: Saddle River Corner LLC Address: 65 E Allendale Rd, Saddle River, NJ, 07458, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 04/01/2010 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Bill paying/bookkeeping (4) Name of Business: Saddle River Financial Group Inc Address: 65 E Allendale Rd, Saddle River, NJ, 07458, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 12/16/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of Support Company (5) Name of Business: Saddle River Financial Group LLC Address: 65 E Allendale Rd, Saddle River, NJ, 07458, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 04/01/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of support company

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-12-16

Designations

Other Names

• Douglas M James