Donna Sen Moy-Waletzki

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Ramsey, NJ
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Ramsey, NJ

Previous Registrations

• 2004-03-10 → 2005-04-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Paramus, NJ

Other Businesses

HONG MOY REALTY CORP. REAL ESTATE HOLDING CORPORATION. NEW YORK, NY 10013. PRESIDENT AND MANAGING AGENT. 10 HOURS PER MONTH; NONE DURING TRADING HOURS. MY DUTIES INCLUDE RENT ROLL AND OVERSITE. RENTAL PROPERTY; INV. RELATED; HEWITT,NJ; 100% OWNERSHIP WITH SPOUSE; START DATE 06/01/2022; NUMBER OF HOURS PER MONTH 10; NUMBER OF HOURS DURING TRADING 0; OWNER.

Exams

• S66 Uniform Combined State Law Examination
  2004-01-23

Other Names

• Donna Sen Moy-Waletzki
• Donna Sen Moy