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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-18
NJ RA APPROVED 2005-03-30
  • TX RA
    APPROVED_RES
    Since 2024-06-18
  • NJ RA
    APPROVED
    Since 2005-03-30

Branch Locations

9 Demercurio Dr, Allendale, NJ 07401 • United States

51 John F Kennedy Pkwy 5Th Fl [J1/J2/J5-Rbo], Short Hills, NJ 07078 • United States

1 W Railroad, Tenafly, NJ 07670 • United States

177 Franklin Tpke, Mahwah, NJ 07430 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Ramsey NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Ramsey NJ 11/2016 Present
Previous Registrations
Other Businesses

HONG MOY REALTY CORP. REAL ESTATE HOLDING CORPORATION. NEW YORK, NY 10013. PRESIDENT AND MANAGING AGENT. 10 HOURS PER MONTH; NONE DURING TRADING HOURS. MY DUTIES INCLUDE RENT ROLL AND OVERSITE. RENTAL PROPERTY; INV. RELATED; HEWITT,NJ; 100% OWNERSHIP WITH SPOUSE; START DATE 06/01/2022; NUMBER OF HOURS PER MONTH 10; NUMBER OF HOURS DURING TRADING 0; OWNER.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-01-23
  • S66 Uniform Combined State Law Examination
    2004-01-23
Other Names
  • Donna Sen Moy-Waletzki
  • Donna Sen Moy

View on SEC IAPD

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