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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2015-10-16 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Summit Brokerage Services | Allendale | NJ | 09/2015 | 09/2019 |
| Cetera Wealth Services, Llc | Allendale | NJ | 09/2019 | Present |
| Cetera Investment Advisers Llc | Allendale | NJ | 10/2015 | Present |
(1) SLF ASSOCIATES LLC; SAME AS BRANCH ADDRESS; SINCE 12/03/1998; AGENT; Selling individual and small group health insurance, including Medicare supplement policies; 3 HOURS SPENT ON ACTIVITY PER MONTH, 1 HOUR SPENT ON ACTIVITY DURING TRADING HOURS (2) BETTY&BOGIE; NOT INVESTMENT RELATED; SAME ADDRESS AS REGISTERED BRANCH; FUNDING FOR THEATER PIECE; EXECUTIVE PRODUCER; 02/12/2019; APPX 3 HOURS/MONTH; APPX 0 HOURS/MONTH DURING TRADING; FUNDING THE PROJECT FOR A FAMILY MEMBER
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 1993-11-11 |
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