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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2007-12-12
  • NJ RA
    APPROVED
    Since 2007-12-12

Branch Locations

300 Tice Blvd, Suite 117, Woodcliff Lake, NJ 07677 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Woodcliff Lake NJ 12/2007 Present
Other Businesses

(1) 04/14/2008: NO BUSINESS NAME - Mortgage/Real Estate Services - INV REL - AT REPORTED BUSINESS LOCATION - I have my real estate license in the state of New Jersey and currently hang my license with Re/Max in Woodcliff Lake, NJ. I am not actively involved in commercial or residential real estate. I simply hang my license in the Re/Max office - 0% TIME SPENT. (2) 04/05/2011: BAKHASH WEALTH MANAGEMENT - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION. (3) 12/21/2011: BWM - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION. (4) 11/20/2012: BOTWINICK/BAKHASH TEAM - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION. (5) 10/17/2013 - THE BAKHASH TEAM - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION. (6) 4/4/2019 - 116 7th Ave, LLC - Investment Related - Westwood, NJ - Real Estate Rental - Started 03/15/2019 - 1 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-01
  • S66 Uniform Combined State Law Examination
    2008-12-01

View on SEC IAPD

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