Michael George Botwinick

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1998 → Present
  Lpl Financial Llc
  Woodcliff Lake, NJ

Other Businesses

1. 10/04/2002: NO BUSINESS NAME - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE 2. 10/16/2003: NO BUSINESS NAME - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - SELL FIXED WHOLE LIFE INSURANCE 3. 08/13/2008: NO BUSINESS NAME - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - 5% OF TIME SPENT - INS TYPE: GROUP HEALTH 4. 10/20/2008: BLACK SHEEP AVIATION,LLC - INV REL - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - 2% OF TIME SPENT - CO OWNER OF ENTITY THAT HOLDS AIRPLANE 5. 11/20/2012: BOTWINICK/BAKHASH TEAM - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) 6. 01/24/2014: BOTWINICK CAPITAL ADVISORS, LLC - FOR ACCOUNTING PURPOSES ONLY - 20% OF TIME SPENT

Exams

• S63 Uniform Securities Agent State Law Examination
  1985-04-30

Designations

• Certified Financial Planner