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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-07-24 |
| SC | RA | APPROVED | 2021-11-15 |
| NJ | RA | APPROVED | 2002-06-27 |
Branch Locations
300 Tice Blvd, Suite 117, Woodcliff Lake, NJ 07677 • United States
Bluffton, SC • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Woodcliff Lake | NJ | 09/1998 | Present |
1. 10/04/2002: NO BUSINESS NAME - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE 2. 10/16/2003: NO BUSINESS NAME - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - SELL FIXED WHOLE LIFE INSURANCE 3. 08/13/2008: NO BUSINESS NAME - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - 5% OF TIME SPENT - INS TYPE: GROUP HEALTH 4. 10/20/2008: BLACK SHEEP AVIATION,LLC - INV REL - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - 2% OF TIME SPENT - CO OWNER OF ENTITY THAT HOLDS AIRPLANE 5. 11/20/2012: BOTWINICK/BAKHASH TEAM - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) 6. 01/24/2014: BOTWINICK CAPITAL ADVISORS, LLC - FOR ACCOUNTING PURPOSES ONLY - 20% OF TIME SPENT
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-04-30 |
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