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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-01-06 |
| NJ | RA | APPROVED | 2002-05-22 |
Branch Locations
300 Tice Blvd, Suite 117, Woodcliff Lake, NJ 07677 • United States
Woodcliff Lake, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Woodcliff Lake | NJ | 09/1998 | Present |
| Fairleigh Dickinson University | Hackensack | NJ | 09/2005 | Present |
(1) 10/17/2003: NON-VARIABLE INSURANCE - INDEPENDENT INSURANCE AGENT SELLING FIXED ANNUITIES - WOODCLIFF LAKE, NJ. (2) 12/13/2006: No Business Name - Investment Related - Act in a Fiduciary Capacity - Time Spent 0% - Claire Lenhart - Grandmother, Acting as Executor. (3) 7/17/2008: OTHER-TEACHER/INSTRUCTOR - UNIVERSITY/SCHOOL - TEACHING COURSES RELATING TO FINANCE AND CFP TOPICS TO STUDENTS. - TIME SPENT 2%. (4) 7/28/2010: MORTGAGE BROKERAGE SERVICES - MOSTLY CONVENTIONAL 15 YR, 30 YR MORTGAGES. ALSO, ARMS AND OTHERS IF PRUDENT. MORTGAGES PROVIDED THROUGH GFI MORTGAGE BANKERS, INC. WILL ACT AS REGISTERED SOLICITOR. - TIME SPENT 5%. (5) 11/10/2010: REAL ESTATE RENTAL - MYSELF AND MY BROTHER/LPL BUSINESS PARTNER, JOSHUA BAKHASH (REP KK8B) ARE INTERESTED IN PURCHASING A 4-FAMILY INVESTMENT PROPERTY IN NORT ARLINGTON NEW JERSEY. WE ARE INTERESTED IN BUYING THIS PROPERTY WITH TWO OF OUR BEST FRIENDS AND CLIENTS. - TIME SPENT 1%. (6) 4/5/2011: DBA ONLY - BAKHASH WEALTH MANAGEMENT - WOODCLIFF LAKE, NJ. (7) 12/21/2011: DBA ONLY - BWM - WOODCLIFF LAKE, NJ. (8) 2/29/2012: REAL ESTATE RENTAL - 3 FAMILY HOME IN NJ. UNSOLICITED BY JOSHUA AND RUBEN BAKHASH. TRANSACTION DOES INVOLVE 4 CLIENTS WHO ARE CLOSE FRIENDS AND FAMILY. - TIME SPENT 1%. (9) 11/20/2012: DBA ONLY - BOTWINICK/BAKHASH TEAM - WOODCLIFF LAKE, NJ. (10) 1/16/2013: REAL ESTATE RENTAL - 50-52 LESTER, LLC - 3 FAMILY RESIDENTIAL HOME LOCATED IN WALLINGTON, NJ. NONE OF THE TENANTS ARE CUSTOMERS OR ADVISORS OF ANOTHER BD OR RIA. PLEASE NOTE, I ALREADY OWN TWO SIMILAR PROPERTIES WITH THE SAME PARTNERS, WHICH ARE APPROVED BY LPL. - TIME SPENT 1% - WALLINGTON, NJ (11) 10/17/2013 - DBA ONLY - THE BAKHASH TEAM - WOODCLIFF LAKE, NJ. (12) 4/4/2019 - 116 7th Ave, LLC - Investment Related - Westwood, NJ - Real Estate Rental - Started 03/15/2019 - 1 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-02-02 |
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