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Diane Marie Reed

Virtus Investment Advisers, LLC

Park Ridge, NJ

Hartford, CT

CRD 4001780

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Employer firm

Virtus Investment Advisers, LLC CRD 106982

$51.7B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (investment companies)
  • Selection of other advisers
  • AN EMPLOYEE OF AN AFFILIATE IS CONTRACTED W/ CNBC MEDIA AS HOST OR GUEST PROVIDING MARKET COMMENTARY.

From the firm’s Form ADV. Read the guides:

Current Employers
Virtus Investment Advisers, Llc

One Financial Plaza 26Th Floor, Hartford, CT 06103 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2018-11-19
  • CT RA
    APPROVED
    Since 2018-11-19

Branch Locations

One Maynard Drive Suite 3200, Park Ridge, NJ 07656 • United States

One Financial Plaza 26Th Floor, Hartford, CT 06103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ridgeworth Distributors Llc Uppper Saddle River NJ 03/2015 06/2017
Ridgeworth Capital Management Llc Upper Saddle River NJ 02/2015 06/2017
Vp Distributors Llc Park Ridge NJ 06/2017 Present
Vp Distributors Llc Park Ridge NJ 06/2017 Present
  • 03/2015 → 06/2017
    Ridgeworth Distributors Llc
    Uppper Saddle River, NJ
  • 02/2015 → 06/2017
    Ridgeworth Capital Management Llc
    Upper Saddle River, NJ
  • 06/2017 → Present
    Vp Distributors Llc
    Park Ridge, NJ
  • 06/2017 → Present
    Vp Distributors Llc
    Park Ridge, NJ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-06-26
S63 Uniform Securities Agent State Law Examination 1999-12-06
  • S65 Uniform Investment Adviser Law Examination
    2003-06-26
  • S63 Uniform Securities Agent State Law Examination
    1999-12-06

View on SEC IAPD

Nearby Firms

SEIX CLO MANAGEMENT LLC
NEWEDGE ADVISORS
OSAIC WEALTH, INC.

Nearby Investors

Jennifer Levine
FRANK JOSEPH DAGUANNO
Brandon Andrew Sack

Nearby Offices

SEIX CLO MANAGEMENT LLC · PARK RIDGE, NJ
NEWEDGE ADVISORS · Park Ridge, NJ
OSAIC WEALTH, INC. · PARK RIDGE, NJ

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