Best Investors Account Sign in
Current Employers
Reyes Financial Architecture Inc.

4660 La Jolla Village Drive Suite 725, San Diego, CA 92122 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2010-06-22
  • CA RA
    APPROVED
    Since 2010-06-22

Branch Locations

4660 La Jolla Village Drive Suite 725, San Diego, CA 92122 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Reyes Financial Architecture, Inc. San Diego CA 01/2010 Present
Previous Registrations
  • 2005-10-21 → 2006-06-30
    Kestra Investment Services, Llc
    San Diego, CA
  • 2001-05-30 → 2005-07-11
    Qa3 Financial Llc
    San Diego, CA
Other Businesses

1) Fixed Insurance, San Diego, CA, Investment Related, Fixed Insurance Sales, Insurance licensed, Start Date 12/28/2001, 10 hours or less devoted per month, 10 hours or less devoted per month during securities trading hours, fixed insurance sales 2) Book Author, San Diego, CA, Investment Related, author and/or co-author of financial related books, author and/or co-author, 0 hours per month devoted, 0 hours per month devoted during securities trading hours, write chapters in books 3) Mortgage Loan Originator Licensed, Not investment related, Active license held but not actively engaging in any business related to this license, 0 hours per month devoted, 0 hours per month devoted during securities holding.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-05-14
S63 Uniform Securities Agent State Law Examination 1996-06-04
  • S65 Uniform Investment Adviser Law Examination
    2010-05-14
  • S63 Uniform Securities Agent State Law Examination
    1996-06-04
Other Names
  • David Reyes

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in San Diego, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor