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27777 Franklin Road Suite 700, Southfield, MI 48034 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-06-03 |
| ME | RA | APPROVED | 2022-11-04 |
| NC | RA | APPROVED | 2022-06-06 |
| FL | RA | APPROVED | 2021-11-02 |
| LA | RA | APPROVED | 2021-10-29 |
| IN | RA | APPROVED | 2021-09-09 |
| MI | RA | APPROVED | 2021-08-11 |
Branch Locations
9765 Randall Drive, Suite A, Carmel, IN 46280 • United States
27777 Franklin Road Suite 700, Southfield, MI 48034 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities | Indianapolis | IN | 03/2006 | 01/2017 |
| Ohio National Financial Services | Cincinnati | OH | 07/2003 | 08/2021 |
| The O.N. Equity Sales Company | Cincinnati | OH | 08/2017 | 08/2021 |
| Corecap Investments, Llc | Southfield | MI | 08/2021 | Present |
| Corecap Advisors, Llc | Southfield | MI | 08/2021 | Present |
*Solomon Financial dba Rafferty Financial dba Priority Insurance and Investment Services; yes investment related; Sell life, health, property and casualty insurance products and fixed annuity products; Similar clientele; Start date; approx. 10 hours/month (approx. 0 during market hours); *John Rafferty; Owner; Content Writer; Write & publish short articles about personal experiences raising kids with special needs that provide encouragement to other families impacted by special needs; approx. 4 hours per month; approx. 0 hours per month during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 1996-03-08 |
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