Richard Charles Anthony

Current Employers

Employment History

• 03/2005 → 01/2019
  Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
  Latham, NY
• 02/2005 → 03/2019
  Sunmark Federal Credit Union
  Latham, NY
• 04/2019 → Present
  Lpl Financial, Llc
  Schenectady, NY
• 06/2023 → Present
  Community Resource Federal Credit Union
  Latham, NY

Other Businesses

1. 2/22/2021 - Richard C Anthony - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 04/01/2019 - 160 Hours Per Month During Securities Trading. 2. 09/30/2022 - Stef Sias-Aflac - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 10/03/2022 - 4 Hours Per Month/4 Hours During Securities Trading. 3. 3/7/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Other - Notary Public - NYS Notary Public - Start Date - 3/01/2023 - 1 Hours Per Month/0 Hours During Securities Trading 4. 08/29/2023 - Community Resource FCU Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) -Start Date 08/28/2023 - 20 Hours Per Month/ 20 Hours During Trading 5. 09/11/2025 - Anthony, Harwood, Wilson Private Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) -Start Date 09/15/2025 - 4 Hours Per Month/ 4 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2022-12-23
• S63 Uniform Securities Agent State Law Examination
  1996-03-29