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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-06-20
  • NJ RA
    APPROVED
    Since 2022-06-20

Branch Locations

1600 Highway 35 And Deal Rd [J6/J9-Rbo], Oakhurst, NJ 07755 • United States

1177 Route 33, Hamilton Square, NJ 08690 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hudson Community College Jersey City NJ 01/2011 03/2019
New Jersey City University Jersey City NJ 01/2013 05/2017
Middlesex County Comm. College Edison NJ 01/2014 05/2019
Hd Vest Investment Services North Brunswick NJ 09/2017 03/2018
Hd Vest Insurance Agency, Inc Irving TX 09/2017 03/2018
Santander Bank, Na Boston MA 04/2019 04/2022
Santander Securities, Llc Dorchester MA 04/2019 04/2022
Wells Fargo Clearing Services, Llc Skillman NJ 04/2022 Present
Wells Fargo Bank, Na Skillman NJ 04/2022 Present
  • 01/2011 → 03/2019
    Hudson Community College
    Jersey City, NJ
  • 01/2013 → 05/2017
    New Jersey City University
    Jersey City, NJ
  • 01/2014 → 05/2019
    Middlesex County Comm. College
    Edison, NJ
  • 09/2017 → 03/2018
    Hd Vest Investment Services
    North Brunswick, NJ
  • 09/2017 → 03/2018
    Hd Vest Insurance Agency, Inc
    Irving, TX
  • 04/2019 → 04/2022
    Santander Bank, Na
    Boston, MA
  • 04/2019 → 04/2022
    Santander Securities, Llc
    Dorchester, MA
  • 04/2022 → Present
    Skillman, NJ
  • 04/2022 → Present
    Wells Fargo Bank, Na
    Skillman, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-15
S63 Uniform Securities Agent State Law Examination 2005-12-27
  • S66 Uniform Combined State Law Examination
    2022-06-15
  • S63 Uniform Securities Agent State Law Examination
    2005-12-27
Other Names
  • Mennu Sharma

View on SEC IAPD

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