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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-09-06
TN RA APPROVED 2018-08-09
  • TX RA
    APPROVED
    Since 2018-09-06
  • TN RA
    APPROVED
    Since 2018-08-09

Branch Locations

1100 Ridgeway Loop Road, Memphis, TN 38120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wunderlich Securities, Inc. Memphis TN 04/2013 08/2018
Raymond James And Associates, Inc. Memphis TN 08/2018 Present
  • 04/2013 → 08/2018
    Wunderlich Securities, Inc.
    Memphis, TN
  • 08/2018 → Present
    Raymond James And Associates, Inc.
    Memphis, TN
Previous Registrations
  • 2013-04-15 → 2018-08-10
    B. Riley Wealth Management
    Memphis, TN
    Memphis, TN
  • 2013-02-13 → 2013-02-27
    Memphis, TN
  • 2004-05-17 → 2013-02-13
    Morgan Keegan & Company, Llc
    Memphis, TN
    Memphis, TN
    Memphis, TN
Other Businesses

(1)Name of Business: JAR West, LLC Address: 2486 Allelon Circle East, Germantown, TN, 38138, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 04/14/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am the General Manager for this LLC. The LLC owns a tree farm in Mississippi that was gifted to me by my father. The property is rented to a group of hunters, so I will receive a rental payment anually, usually between June and August. (2)Name of Business: JenEmm Family LLP Address: 2486 Allelon Circle East, Germantown, TN, 38138, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 10/29/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Partial Owner of Property in Hillsboro, TXHunting Property & Horse Grazing Property. The property is leased by George W. Herring from Waco, TX. The term of the lease is October 1, 2023 to September 30, 2024. Annual lease is $1000. Proceeds were deposited on 10/02/2023 to Raymond James Account #774RV462. \n\nThe annual hunting lease expired on 9/30/2024 and was NOT renewed, so no current rental/lease income on the JenEmm property. \n\n\n

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-01-04
S63 Uniform Securities Agent State Law Examination 1996-11-22
  • S65 Uniform Investment Adviser Law Examination
    1999-01-04
  • S63 Uniform Securities Agent State Law Examination
    1996-11-22
Other Names
  • Jenny A. King

View on SEC IAPD

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