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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2026-04-10 |
| MI | RA | APPROVED | 2026-04-09 |
| VA | RA | APPROVED | 2026-04-09 |
| RI | RA | APPROVED | 2026-04-08 |
| DE | RA | APPROVED | 2026-04-07 |
| MS | RA | APPROVED | 2026-04-07 |
| NV | RA | APPROVED | 2026-04-07 |
| OK | RA | APPROVED | 2026-04-07 |
| WA | RA | APPROVED | 2026-04-07 |
| AL | RA | APPROVED | 2024-10-29 |
| NE | RA | APPROVED | 2022-11-28 |
| MN | RA | APPROVED | 2013-12-24 |
Branch Locations
901 3Rd Ave S, Minneapolis, MN 55402 • United States
Lakeville, MN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 08/2013 | 03/2020 |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 1996-06-11 |
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