Richard S Capitani

Current Employers

Employment History

• 10/2011 → 06/2022
  Us Bancorp Investments
  St Paul, MN
• 06/2022 → 08/2022
  B J Hellyer
  Mendota Heights, MN
• 08/2022 → 05/2023
  B J Hellyer
  Mendota Hts, MN
• 08/2022 → 05/2023
  Northwestern Mutual Investment Services Llc
  Mendota Hts, MN
• 11/2022 → 02/2023
  Academy Of Holy Andgels
  Richfield, MN
• 07/2023 → Present
  Ameriprise Financial Services, Llc
  Minneapolis, MN

Previous Registrations

• 2022-08-22 → 2023-06-06
  Northwestern Mutual Investment Services, Llc
  Mendota Hts, MN
• 2012-05-02 → 2022-06-30
  U.S. Bancorp Investments, Inc.
  Saint Paul, MN
  Saint Paul, MN

Other Businesses

1. 50% OWNER, 1864 BUCKLEY BAY, 1864 BUCKLEY BAY, EAGAN, , MINNESOTA, 55122, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 11/17/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, WE OWN ONE RENTAL PROPERTY, MANAGEMENT DUTIES INVOLVED ARE COLLECTING RENT, MAINTENANCE ON UNIT, RENTING OUR UNIT AS NEEDED. 2. ASSISTANT HS ALPINE SKI COACH, ACADEMY OF HOLY ANGELS, 6600 NICOLLET AVE, RICHFIELD, , MINNESOTA, 55423, UNITED STATES OF AMERICA, GENERAL EMPLOYMENT, START DATE: 11/1/2022, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, ASSISTANT HS ALPINE SKI COACH, ADMINISTRATION OF ATHLETES FOR TRAINING AND MEETS. ATTEND COACHES MEETINGS, ASSIST WITH TRAINING ON A LIMITED BASIS. Name of Activity: Rental property; Date Activity Started/Modified/Ended:2025-12-01; Address: 1864 Buckley bay, Eagan, MN 55122; Type of Activity: Investment real estate; Describe if any other Activity:;Role/Relationship: Owner/ Proprietor; Describe if any other Roles/Responsibility:;Responsibilities: Leasing out unit, potential maintenance requests; Total Hours Per Month: 0 to 20; Total Hours Per Month During Trading Hours: 0 to 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others?:No;-- END --- Name of Activity: Asst Coach Academy of Holy Angels Alpine Ski Team; Date Activity Started/Modified/Ended: 11/14/2023; Type of Activity: Other - Asst Coach; Role/Relationship: Employee; Responsibilities: Coach and administration for the Alpine Ski Team. Seasonal from 11/14/2023- 02/15/2023; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END --- Name of Activity: Asst Coach/Program Coordinator; Date Activity Started/Modified/Ended:2024-11-11; Type of Activity:Other; Describe if any other Activity:;Role/Relationship: Employee; Describe if any other Roles/Responsibility:;Responsibilities: Coach skiing, admin and communication for team; Income Per Year: up to $10,000; Total Hours Per Month: 20 to 40; Total Hours Per Month During Trading Hours: 0 to 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others?:No;-- END --- Name of Activity: High school alpine ski asst coach; Date Activity Started/Modified/Ended:2025-11-10; Address: 6600 Nicollet Ave, Richfield, MN 55122; Type of Activity: Other; Describe if any other Activity: High Scool sport;Role/Relationship: Employee; Describe if any other Roles/Responsibility:;Responsibilities: Coach; Total Hours Per Month: 20 to 40; Total Hours Per Month During Trading Hours: 0 to 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others?:No;-- END ---

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-05-01
• S63 Uniform Securities Agent State Law Examination
  2009-04-22

Other Names

• Rick Capitani
• Richard Steven Capitani
• Rick Capitani