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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-11-09 |
| PA | RA | APPROVED | 2012-12-05 |
Branch Locations
421 S State St, Clarks Summit, PA 18411-1684 • United States
Dalton, PA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Clarks Summit | PA | 12/2012 | 03/2020 |
| Ameriprise Financial Services, Llc | Clarks Summit | PA | 03/2020 | Present |
Business Ownership; WEH Inc.; silent owner. Mother gifted family business for estate planning purposes on 02/26/2012; Sub chapter s corp owns real property and a mobile home park in Factoryville pa; 1991SR 6, , Factoryville, PA, 18419; Not Investment-Related; 02/26/2012; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-10-03 |
| S65 | Uniform Investment Adviser Law Examination | 1996-10-03 |
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