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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2018-01-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Homemaking | Oglesby | IL | 06/2016 | 12/2017 |
| Principal Life Insurance Company | La Salle | IL | 12/2017 | 09/2021 |
| Principal Securities, Inc. | La Salle | IL | 12/2017 | Present |
| Wayland Financial Group | La Salle | IL | 03/2018 | Present |
| Principal Life Insurance Company | La Salle | IL | 09/2021 | Present |
***Wayland Financial Group - Salaried Staff; Investment Related; LaSalle, IL; Salaried Staff; office administration, servicing accounts,; Start Date: 11/30/2020; 160 hrs per month; 160 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-01-29 |
| S65 | Uniform Investment Adviser Law Examination | 1996-04-09 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-01 |
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