John Denis Duffy

Employer firm

Intent Advice, Inc. CRD 322060

45 advisory clients

Reported services (Item 5G)

• Financial planning
• INVESTMENT ADVICE ABOUT SPECIFIC SECURITIES INVESTMENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 08/2019
  Purshe Kaplan Sterling Investments
  Albany, NY
• 05/2015 → 08/2019
  Cribstone Capital Management, Llc
  Cumberland Foreside, ME
• 09/2019 → 10/2021
  Broad Cove Capital
  Cumberland Foreside, ME
• 10/2021 → 01/2022
  Unemployed
  Yarmouth, ME
• 09/2022 → 12/2023
  Intent Advice, Inc.
  Yarmouth, ME
• 01/2024 → 04/2024
  Intent Advice, Inc.
  Yarmouth, ME
• 01/2022 → 09/2022
  Intent Advice, Inc.
  Yarmouth, ME
• 04/2024 → Present
  Intent Advice, Inc.
  Yarmouth, ME

Previous Registrations

• 2022-09-23 → 2023-12-31
  Intent Advice, Inc.
  Yarmouth, ME
• 2019-09-10 → 2021-11-10
  Broad Cove Capital
  Cumberland Foreside, ME
• 2015-05-07 → 2019-08-15
  Cribstone Capital Management, Llc
  Cumberland Foreside, ME
  Brunswick, ME
• 2008-10-10 → 2015-05-14
  Lpl Financial Llc
  Cumberland Foreside, ME
  San Diego, CA
  Cumberland Foreside, ME
• 2008-01-01 → 2008-10-30
  Wells Fargo Clearing Services, Llc
  Portland, ME
• 2002-08-22 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Portland, ME
  St. Louis, MO
  Portland, ME

Exams

• S66 Uniform Combined State Law Examination
  2002-08-03
• S63 Uniform Securities Agent State Law Examination
  1997-10-03

Other Names

• John D. Duffy
• John Duffy