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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2009-09-18 |
Branch Locations
50 Forest Falls Drive Suite 1, Yarmouth, ME 04096 • United States
Brunswick, ME • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Yarmouth | ME | 09/2008 | Present |
1. 11/06/2014 - NO BUSINESS NAME - NOT INV REL - Notary Public - START 09/13/2013 - Notary Services. No employees. Most services occur within our office. 2. 10/24/2017 - Connolly Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/02/2008 - 40 Hours Per Month During Securities Trading. 3. 12/27/2019 - Connolly Fulton Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/02/2020 - 160 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-09-17 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-05 |
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