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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-11-10 |
| ME | RA | APPROVED | 2002-09-20 |
Branch Locations
45 Forest Falls Dr Ste B1, Yarmouth, ME 04096-6999 • United States
8 Elm St, Gorham, ME 04038-1506 • United States
Pownal, ME • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Yarmouth | ME | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Yarmouth | ME | 03/2020 | Present |
Business Ownership; The Advisor Group, LLC; Co-owner; Property ownership and management; 45 Forest Falls Dr., Ste B-1, Yarmouth, ME, 04096; Not Investment-Related; 06/10/2021; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-08-24 |
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