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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2003-01-02 |
Branch Locations
45 Forest Falls Dr Ste B1, Yarmouth, ME 04096-6999 • United States
South Portland, ME • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Yarmouth | ME | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Yarmouth | ME | 03/2020 | Present |
Other Business Activities; SP High school softball boosters; Small group of parents of athletes - fund raise to cover expenses of sport the school does not cover Have been asked to be co-treasurer of small bank account; 637 Highland Ave, , South Portland, ME, 04106; Not Investment-Related; 04/14/2025; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 2001-01-29 |
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