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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-04-19 |
| TX | RA | APPROVED_RES | 2013-08-29 |
| ME | RA | APPROVED | 2008-09-15 |
Branch Locations
50 Forest Falls Drive Suite 1, Yarmouth, ME 04096 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Conolly, Cpa | Westbrook | ME | 09/2003 | Present |
| Lpl Financial Llc | Yarmouth | ME | 09/2008 | Present |
(1) 09/15/2008 - NON-VARIABLE INSURANCE - FIXED ANNUITIES, FIXED LIFE PRODUCTS & DISABILITY; SHIELDS BROKERAGE IN NH & GA - 5% OF TIME SPENT - YARMOUTH, ME (2) 11/20/2012 - REAL ESTATE RENTAL - BECKON ME, INC. - MY WIFE AND I HAVE FORMED BECKON ME, INC A MAINE S CORP. BMI CLOSED ON A COMMERCIAL BUILDING AT 50 FOREST FALLS DRIVE, YARMOUTH, ME ON 11/16/2012. CFS WILL RENT SUITE 1, MY WIFES BUSINESS, BROWN CHIROPRACTIC, WILL RENT SUITE 4, WITH 2 OTHER TENANTS. - 1% OF TIME SPENT - YARMOUTH, ME (3) 11/06/2014 - OTHER - NOTARY PUBLIC - NOTARY - TIME SPENT 1 HOUR PER MONTH - YARMOUTH, ME (4) 12/29/2015 * Forest Falls Suites, LLC. * Real Estate Rental * NOT INV REL * 40 Forest Falls Drive, Yarmouth, Maine 04096 * START 12/31/2016 * 42 HRS/MO; 9 HRS/MO DURING SECS TRDG HRS. (5) 12/29/2015 * Connolly Financial Services, LLC * DBA for LPL Business (entity for LPL business) * Connolly Financial Services * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 01/01/2016 * 167 HRS/MO; 137 HRS/MO DURING SECS TRDG HRS. (6) 12/18/2019 - Connolly Fulton Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/02/2020 - 160 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-11-23 |
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