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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-06-14 |
Branch Locations
27285 Las Ramblas Suite 235, Mission Viejo, CA 92691 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities Service Network | Costa Mesa | CA | 08/2011 | 09/2020 |
| Ssn Advisory Inc | Irvine | CA | 08/2011 | 09/2020 |
| Securities America, Inc. | Mission Viejo | CA | 09/2020 | 06/2024 |
| Securities America Advisors, Inc. | Mission Viejo | CA | 09/2020 | 06/2024 |
| Osaic Wealth, Inc. | Mission Viejo | CA | 06/2024 | Present |
| Osaic Wealth, Inc. | Mission Viejo | CA | 06/2024 | Present |
***RANDAL ELLIS POSITION: agent NATURE: insurance INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 3 START DATE: 08/01/2011 ADDRESS: 27285 Las Ramblas suite 230, Mission Viejo CA 92691, United States DESCRIPTION: Assist clients with attaining insurance products such as life, annuities and health insurance. ***SAA-ADVISORY POSITION: investment advisor representative NATURE: Registered Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 09/19/2020 ADDRESS: 12325 Port Grace Blvd, La vista NE 68128, United States DESCRIPTION: Advisor Representative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 2001-08-06 |
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