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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2003-04-17
AL RA APPROVED 1996-09-20
  • TX RA
    APPROVED_RES
    Since 2003-04-17
  • AL RA
    APPROVED
    Since 1996-09-20

Branch Locations

4725 Whitesburg Dr Se, Huntsville, AL 35802 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Huntsville AL 11/1995 Present
Bank Of America, Na Huntsville AL 12/2009 Present
Other Businesses

I*: 1875312Entity Type: For ProfitName of OBA: Sunrye's LLCAddress: Huntsville, ALInvestment Related: NoPosition, Title, Association: OwnerEmployee Start Date: 06/30/2024Number of Hours: 1 hr monthlyNumber of Hours during trading: 0Duties: The LLC will be held by my wife and I as well as her trust in order hold and manage residential real estate for rental purposes.I*1684323, Entity Type: Charitable, Name of OBA: University of Alabama Huntsville Foundation, Address:Huntsville,Alabama,35899 Investment Related: No, Position, Title, Association: Committee Start Date:02/01/2024, Hours: 2 yearly, Hours during trading:2 Duties: Offering insight into marketing and development for the advancement and planned giving department of UAH. This is not an official board, but a lose association of local business professionals primarily for networking purposes. The board has no decision making capacity.I*1977309, Entity Type, Charitable, Name: St. John Paul II Catholic High School Board of Trustees, Address: Huntsville, Alabama,35806 Investment Related: No, Position, Title, Association: Committee Start Date: 9/10/2024 Hours: 2 monthly Hours during trading:0 Duties: Private Catholic High School. I will be joining the advancement and foundation committee.I*: 2257297Entity Type: CharitableName of OBA: The Club of Grater HuntsvilleAddress: Huntsville, AL 35806Investment Related: NoPosition, Title, Association: Board member Employee Start Date: 07/01/2025Number of Hours: 1 hr wklyNumber of Hours during trading: 1 hr wkly Duties: Fund Raising Chairman for the Club The role is Chair of Fund Raising for my Rotary Club. We have two fund raising party events per year. My function is organizing these two events. I*4642303 Entity Type: Entity Charitable Name of OBA: Holy Spirit School Finance Committee Address: Huntsville, Alabama, 35802 Investment Related: No Position, Title, Association: Committee Employee Start Date: 07/01/2026 Number of Hours: 4, Yearly Number of Hours during trading: 0, Yearly Duties: This is a parochial Catholic school with grades preK-8. Reviewing financial statements to assist the school's board with governance issues.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-08-30
S63 Uniform Securities Agent State Law Examination 1996-03-14
  • S65 Uniform Investment Adviser Law Examination
    1996-08-30
  • S63 Uniform Securities Agent State Law Examination
    1996-03-14
Other Names
  • Donny H (Jr) Rye

View on SEC IAPD

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