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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
Branch Locations
41 Front St Fl 2Nd, Rockville Centre, NY 11570 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Rockville Centre | NY | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Rockville Centre | NY | 03/2020 | Present |
Business Ownership; Mark E. Pericolosi & Assoc. Corp.; ; Expense management of my business.; 55 Powell AvenueRockville Centre, NY 11570, ,; Not Investment-Related; 11/01/2013; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-07-16 |
| S63 | Uniform Securities Agent State Law Examination | 1996-06-21 |
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