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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED_RES | 2013-02-26 |
| NJ | RA | APPROVED | 2011-09-29 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Williamsville | NY | 09/2011 | Present |
| Bank Of America, N.A. | Williamsville | NY | 11/2011 | Present |
I*106466 For profit or not for profit: For-Profit Organization Name of outside business organization: Dolce Giaveno Real Estate LLC Investment related: N Address of business: Buffalo, New York 14221 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 6/5/2017 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Real Estate Holding
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-05 |
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