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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2022-03-30 |
| NV | RA | APPROVED | 2022-03-29 |
| DE | RA | APPROVED | 2022-03-16 |
| AR | RA | APPROVED | 2022-03-09 |
| RI | RA | APPROVED | 2022-03-09 |
| OK | RA | APPROVED | 2022-03-07 |
| VA | RA | APPROVED | 2022-03-07 |
| MS | RA | APPROVED | 2022-03-04 |
| NE | RA | APPROVED | 2022-03-04 |
| WA | RA | APPROVED | 2022-03-04 |
| MN | RA | APPROVED | 2015-05-07 |
Branch Locations
901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States
Northfield, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 01/2013 | 03/2020 |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 03/2020 | Present |
Name of Activity: Member, Board of Directors of the Friends of Downtown Northfield; Date Activity Started/Modified: 2/23/2026; Address of Activity: Not Applicable; Type of Activity: Non-profit; Describe if any other Activity:; Role/Relationship: Board of directors; Describe if any other Roles/Relationship:; Responsibilities: Volunteer my time to help with efforts to revitalize my town's historic downtown shopping, dining, and entertainment district. Work with landlords to find appropriate tenants to fill vacant space for restaurant & retail shopping. Unpaid volunteer.; Total Hours Per Month: 0 to 20; Total Hours Per Month During Trading Hours: 0 to 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of No; -- END ---
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-26 |
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