James Edward Chapman

Current Employers

Employment History

• 10/1992 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Englewood, CO
• 09/2009 → 06/2022
  Bank Of America, Na
  Englewood, CO
• 06/2022 → Present
  Ubs Financial Services.iNc
  Denver, CO

Previous Registrations

• 1997-12-19 → 2022-07-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Englewood, CO
  Greenwood Village, CO

Other Businesses

I*135134 For profit or not for profit: For-Profit Organization Name of outside business organization: Flywater, LLC Investment related: N Address of business: Highlands Ranch, Colorado 80126 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 12/23/2020 Number of hours devoted: 2 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: This entity was created to act as a sole member LLC. It will be a 1/3 owner of Grand Colorado River, LLC, a land investment in Kremmling, Colorado. Flywater will be used to personally fund the stake in the LLC interest and own it. I*135104 For profit or not for profit: For-Profit Organization Name of outside business organization: Grand Colorado River, LLC Investment related: N Address of business: Kremmling, Colorado 80459 Nature of business: LLC, Position, title, association: Limited Partner, Start date of relationship: 12/23/2020 Number of hours devoted: 8 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: I created a sole member LLC named Flywater, LLC which will own 1/3 of Grand Colorado River LLC with two other entities. This LLC will purchase 320 acres of ranch, water rights, and river land that will be used personally for flyfishing and hunting

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-05-19
• S63 Uniform Securities Agent State Law Examination
  1997-01-21

Other Names

• Jim Chapman
• James E Chapman