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Matthew Forrest Welborn

Stifel, Nicolaus & Company, Incorporated

Fort Myers, FL

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-12-01
TX RA APPROVED 2017-11-30
  • FL RA
    APPROVED
    Since 2017-12-01
  • TX RA
    APPROVED
    Since 2017-11-30

Branch Locations

12800 University Drive Suite 300, Fort Myers, FL 33907 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Ft. Myers FL 06/2006 11/2017
Stifel Nicolaus & Co Inc Fort Myers FL 11/2017 Present
Previous Registrations
  • 2006-06-26 → 2017-12-11
    Ubs Financial Services Inc.
    Ft. Myers, FL
    Fort Myers, FL
    Fort Meyers, FL
    Bonita Springs, FL
  • 1996-02-27 → 2006-05-25
    Morgan Stanley Dw Inc.
    Plantation, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-05-14
S63 Uniform Securities Agent State Law Examination 1996-02-22
  • S65 Uniform Investment Adviser Law Examination
    1996-05-14
  • S63 Uniform Securities Agent State Law Examination
    1996-02-22
Designations

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Fort Myers, FL
BANKERS LIFE ADVISORY SERVICES, INC. · Fort Myers, FL
UBS FINANCIAL SERVICES INC. · FORT MYERS, FL
LPL FINANCIAL LLC · FORT MYERS, FL
SANCTUARY ADVISORS, LLC · FORT MYERS, FL
SANCTUARY ADVISORS, LLC · FORT MYERS, FL
TRUIST ADVISORY SERVICES, INC. · FORT MYERS, FL
TRUIST ADVISORY SERVICES, INC. · FORT MYERS, FL

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