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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2020-07-22
TX RA APPROVED 2020-07-20
  • SD RA
    APPROVED
    Since 2020-07-22
  • TX RA
    APPROVED
    Since 2020-07-20

Branch Locations

2605 N. Main, Mitchell, SD 57301-1955 • United States

2401 W. Trevi Place Suite 101, Sioux Falls, SD 57108 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Sioux Falls SD 01/2013 11/2016
Wells Fargo Clearing Services, Llc Sioux Falls SD 11/2016 07/2020
Stifel Nicolaus & Co Inc Sioux Falls SD 07/2020 Present
  • 01/2013 → 11/2016
    Wells Fargo Advisors
    Sioux Falls, SD
  • 11/2016 → 07/2020
    Sioux Falls, SD
  • 07/2020 → Present
    Stifel Nicolaus & Co Inc
    Sioux Falls, SD
Previous Registrations
  • 2013-01-28 → 2020-07-21
    Sioux Falls, SD
    Mitchell, SD
  • 2009-07-23 → 2013-01-28
    Td Ameritrade, Inc.
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
  • 2006-12-20 → 2013-01-28
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Bellevue, NE
Other Businesses

1. Spring Valley HOA; 27190 Wildflower Place, Harrisburg, SD 57032; Home Owners Association; President; Conduct Annual Meetings; 01/01/2016; 10 Hours per Year; Not During Securities Trading Hours; Not Investment-Related. 2. Dakota Alliance Soccer Club; 401 W 39th St Sioux Falls SD 57105; Youth Soccer Club; Board Member; Board of Directors - Club Oversight and Laison to Leadership Team; 06/26/2024; 3.00hrs/week; Not during securities trading hours; Not Investment-Related 3. Wright Family Holdings LLC; 15118 Lincoln Blvd Spirit Lake, IA 51360; Family Farm - property is cash rented for agricultural use; General Manager; Manage ongoing lease/rent agreements for land owned by WFH; 01/05/2026; 12hrs/yr; Not during securities trading hours; Investment related 4. Arp Farms, LLC; 15118 Lincoln Blvd Spirit Lake, IA 51360; Family Farm; Manager; Job responsibilities include filing annual tax return, manage the land renter, property management, paying property tax and insurance, disperse income to members - Nyla Wright (mother) and Harold Arp (grandfather); 06/16/2026; 2hrs/mth; Not during securities trading hours; Investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-02
  • S66 Uniform Combined State Law Examination
    2006-02-02

View on SEC IAPD

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