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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2020-07-22 |
| TX | RA | APPROVED | 2020-07-20 |
Branch Locations
2605 N. Main, Mitchell, SD 57301-1955 • United States
2401 W. Trevi Place Suite 101, Sioux Falls, SD 57108 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Sioux Falls | SD | 01/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Sioux Falls | SD | 11/2016 | 07/2020 |
| Stifel Nicolaus & Co Inc | Sioux Falls | SD | 07/2020 | Present |
1. Spring Valley HOA; 27190 Wildflower Place, Harrisburg, SD 57032; Home Owners Association; President; Conduct Annual Meetings; 01/01/2016; 10 Hours per Year; Not During Securities Trading Hours; Not Investment-Related. 2. Dakota Alliance Soccer Club; 401 W 39th St Sioux Falls SD 57105; Youth Soccer Club; Board Member; Board of Directors - Club Oversight and Laison to Leadership Team; 06/26/2024; 3.00hrs/week; Not during securities trading hours; Not Investment-Related 3. Wright Family Holdings LLC; 15118 Lincoln Blvd Spirit Lake, IA 51360; Family Farm - property is cash rented for agricultural use; General Manager; Manage ongoing lease/rent agreements for land owned by WFH; 01/05/2026; 12hrs/yr; Not during securities trading hours; Investment related 4. Arp Farms, LLC; 15118 Lincoln Blvd Spirit Lake, IA 51360; Family Farm; Manager; Job responsibilities include filing annual tax return, manage the land renter, property management, paying property tax and insurance, disperse income to members - Nyla Wright (mother) and Harold Arp (grandfather); 06/16/2026; 2hrs/mth; Not during securities trading hours; Investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-02-02 |
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