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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2011-01-03
  • SD RA
    APPROVED
    Since 2011-01-03

Branch Locations

403 N Lawler St, Mitchell, SD 57301 • United States

6100 S Old Village Pl Ste 200 [Gm-Rbo], Sioux Falls, SD 57108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Chamberlain SD 01/2011 11/2016
Wells Fargo Clearing Services, Llc Chamberlain SD 11/2016 Present
Previous Registrations
  • 2004-06-01 → 2011-01-03
    Wells Fargo Investments, Llc
    Mitchell, SD
    Mitchell, SD
    Chamberlain, SD
Other Businesses

HOLY SPIRIT CHURCH; INV RELATED; MITCHELL, SD; FINANCE COUNCIL MEMBER; START: 2010; 1 HR/MO; 0 DURING TRADING; DUTIES: OVERSEE FINANCES, SET UP BUDGET & REVIEW PROFIT & LOSS STATEMENTS.| POWER OF ATTORNEY FOR SPOUSE; INV. RELATED; MITCHELL, SD; START 12/26/2017; 0 HRS PER MONTH, 0HOURS DURING TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-03-04
  • S66 Uniform Combined State Law Examination
    1999-03-04
Other Names
  • Blindauer Parce
  • Debra Parce
  • Debra Blindauer

View on SEC IAPD

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