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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2011-01-03 |
Branch Locations
403 N Lawler St, Mitchell, SD 57301 • United States
6100 S Old Village Pl Ste 200 [Gm-Rbo], Sioux Falls, SD 57108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Chamberlain | SD | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Chamberlain | SD | 11/2016 | Present |
HOLY SPIRIT CHURCH; INV RELATED; MITCHELL, SD; FINANCE COUNCIL MEMBER; START: 2010; 1 HR/MO; 0 DURING TRADING; DUTIES: OVERSEE FINANCES, SET UP BUDGET & REVIEW PROFIT & LOSS STATEMENTS.| POWER OF ATTORNEY FOR SPOUSE; INV. RELATED; MITCHELL, SD; START 12/26/2017; 0 HRS PER MONTH, 0HOURS DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-03-04 |
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