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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-07-09
SD RA APPROVED 2015-06-19
  • TX RA
    APPROVED
    Since 2015-07-09
  • SD RA
    APPROVED
    Since 2015-06-19

Branch Locations

210 North Lawler, Mitchell, SD 57301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First National Bank Mitchell SD 10/2005 Present
Raymond James Financial Services, Inc. Mitchell SD 06/2015 Present
Raymond James Financial Services Advisors Inc. Mitchell SD 06/2015 Present
Previous Registrations
  • 2010-06-03 → 2015-06-18
    First National Capital Markets
    Mitchell, SD
  • 2010-02-05 → 2010-06-02
    Cetera Investment Services Llc
    Mitchell, SD
Other Businesses

(1)Name of Business: First Investments & Planning Address: 210 N Lawler St, Mitchell, SD, 57301, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 11/15/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Advisor in a bank branch

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-01-29
  • S66 Uniform Combined State Law Examination
    2010-01-29
Other Names
  • Melody Lynn Schoenfelder

View on SEC IAPD

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